800-53|AU-6(1)

Title

PROCESS INTEGRATION

Description

The organization employs automated mechanisms to integrate audit review, analysis, and reporting processes to support organizational processes for investigation and response to suspicious activities.

Supplemental

Organizational processes benefiting from integrated audit review, analysis, and reporting include, for example, incident response, continuous monitoring, contingency planning, and Inspector General audits.

Reference Item Details

Related: AU-12,PM-7

Category: AUDIT AND ACCOUNTABILITY

Parent Title: AUDIT REVIEW, ANALYSIS, AND REPORTING

Family: AUDIT AND ACCOUNTABILITY

Baseline Impact: MODERATE,HIGH

Audit Items

View all Reference Audit Items

NamePluginAudit Name
1.4.4 Set IP address for 'logging host'CiscoCIS Cisco IOS XR 7.x v1.0.0 L1
1.5.3 Configure Netflow on Strategic PortsCiscoCIS Cisco NX-OS v1.2.0 L2
2.1 Ensure monitoring and alerting exist for ACCOUNTADMIN and SECURITYADMIN role grantsSnowflakeCIS Snowflake Foundations v1.0.0 L1
2.1 Ensure That Cloud Audit Logging Is Configured ProperlyGCPCIS Google Cloud Platform v3.0.0 L1
2.1.1 Ensure Firewall Is EnabledUnixCIS Apple macOS 14.0 Sonoma Cloud-tailored v1.1.0 L1
2.1.1 Ensure Firewall Is EnabledUnixCIS Apple macOS 15.0 Sequoia Cloud-tailored v1.0.0 L1
2.1.1 Ensure Firewall Is EnabledUnixCIS Apple macOS 13.0 Ventura Cloud-tailored v1.1.0 L1
2.2 Ensure monitoring and alerting exist for MANAGE GRANTS privilege grantsSnowflakeCIS Snowflake Foundations v1.0.0 L1
2.2.1 Ensure Firewall Is EnabledUnixCIS Apple macOS 13.0 Ventura v3.0.0 L1
2.2.1 Ensure Firewall Is EnabledUnixCIS Apple macOS 14.0 Sonoma v2.0.0 L1
2.2.1 Ensure Firewall Is EnabledUnixCIS Apple macOS 15.0 Sequoia v1.0.0 L1
2.2.4 Set IP address for 'logging host'CiscoCIS Cisco IOS XE 17.x v2.1.1 L2
2.2.4 Set IP address for 'logging host'CiscoCIS Cisco IOS XE 16.x v2.1.0 L1
2.3 Ensure monitoring and alerting exist for password sign-ins of SSO usersSnowflakeCIS Snowflake Foundations v1.0.0 L1
2.4 Ensure monitoring and alerting exist for password sign-in without MFASnowflakeCIS Snowflake Foundations v1.0.0 L1
2.4.1.1 Ensure Firewall Is EnabledUnixCIS Apple macOS 12.0 Monterey Cloud-tailored v1.1.0 L1
2.5 Ensure monitoring and alerting exist for creation, update and deletion of security integrationsSnowflakeCIS Snowflake Foundations v1.0.0 L1
2.5.2.1 Ensure Firewall Is EnabledUnixCIS Apple macOS 12.0 Monterey v4.0.0 L1
2.5.2.1 Ensure Firewall Is EnabledUnixCIS Apple macOS 10.15 Catalina v3.0.0 L1
2.5.2.1 Ensure Firewall Is EnabledUnixCIS Apple macOS 11.0 Big Sur v4.0.0 L1
2.5.2.2 Ensure Firewall Is EnabledUnixCIS Apple macOS 10.14 v2.0.0 L1
2.6 Ensure monitoring and alerting exist for changes to network policies and associated objectsSnowflakeCIS Snowflake Foundations v1.0.0 L1
2.7 Ensure monitoring and alerting exist for SCIM token creationSnowflakeCIS Snowflake Foundations v1.0.0 L1
2.8 Ensure monitoring and alerting exists for new share exposuresSnowflakeCIS Snowflake Foundations v1.0.0 L1
2.9 Ensure monitoring and alerting exists for sessions from unsupported Snowflake Connector for Python and JDBC and ODBC driversSnowflakeCIS Snowflake Foundations v1.0.0 L2
2.12 Ensure That Cloud DNS Logging Is Enabled for All VPC NetworksGCPCIS Google Cloud Platform v3.0.0 L1
2.12.8 - Miscellaneous Config - enable sar accounting - 'activity reports are generated every 20 minutes or less on weekday 8a-5p'UnixCIS AIX 5.3/6.1 L2 v1.1.0
2.12.8 - Miscellaneous Config - enable sar accounting - 'activity reports are generated hourly on weekday 6p-7a'UnixCIS AIX 5.3/6.1 L2 v1.1.0
2.12.8 - Miscellaneous Config - enable sar accounting - 'activity reports are generated hourly on weekends'UnixCIS AIX 5.3/6.1 L2 v1.1.0
2.12.8 - Miscellaneous Config - enable sar accounting - 'daily summaries are being prepared'UnixCIS AIX 5.3/6.1 L2 v1.1.0
3.2 Ensure CloudTrail log file validation is enabledamazon_awsCIS Amazon Web Services Foundations v5.0.0 L2
3.3.2 Configure Storm ControlCiscoCIS Cisco NX-OS v1.2.0 L2
3.7 Ensure proxies pass source IP information - X-Real-IPUnixCIS NGINX Benchmark v2.1.0 L1 Loadbalancer
3.7 Ensure proxies pass source IP information - X-Real-IPUnixCIS NGINX Benchmark v2.1.0 L1 Proxy
4.1 Ensure unauthorized API calls are monitoredamazon_awsCIS Amazon Web Services Foundations v5.0.0 L2
4.2 Ensure management console sign-in without MFA is monitoredamazon_awsCIS Amazon Web Services Foundations v5.0.0 L1
4.3 Ensure usage of the 'root' account is monitoredamazon_awsCIS Amazon Web Services Foundations v5.0.0 L1
4.4 Ensure IAM policy changes are monitoredamazon_awsCIS Amazon Web Services Foundations v5.0.0 L1
4.5 Ensure CloudTrail configuration changes are monitoredamazon_awsCIS Amazon Web Services Foundations v5.0.0 L1
4.6 Ensure AWS Management Console authentication failures are monitoredamazon_awsCIS Amazon Web Services Foundations v5.0.0 L2
4.7 Ensure disabling or scheduled deletion of customer created CMKs is monitoredamazon_awsCIS Amazon Web Services Foundations v5.0.0 L2
4.8 Ensure S3 bucket policy changes are monitoredamazon_awsCIS Amazon Web Services Foundations v5.0.0 L1
4.9 Ensure AWS Config configuration changes are monitoredamazon_awsCIS Amazon Web Services Foundations v5.0.0 L2
4.10 Ensure security group changes are monitoredamazon_awsCIS Amazon Web Services Foundations v5.0.0 L2
4.11 Ensure Network Access Control List (NACL) changes are monitoredamazon_awsCIS Amazon Web Services Foundations v5.0.0 L2
4.12 Ensure changes to network gateways are monitoredamazon_awsCIS Amazon Web Services Foundations v5.0.0 L1
4.13 Ensure route table changes are monitoredamazon_awsCIS Amazon Web Services Foundations v5.0.0 L1
4.14 Ensure VPC changes are monitoredamazon_awsCIS Amazon Web Services Foundations v5.0.0 L1
4.15 Ensure AWS Organizations changes are monitoredamazon_awsCIS Amazon Web Services Foundations v5.0.0 L1
SHPT-00-000405 - To support audit review, analysis, and reporting, SharePoint must integrate audit review, analysis, and reporting processes to support organizational processes for investigation and response to suspicious activities.WindowsDISA STIG SharePoint 2010 v1r9