800-53|AC-4

Title

INFORMATION FLOW ENFORCEMENT

Description

The information system enforces approved authorizations for controlling the flow of information within the system and between interconnected systems based on [Assignment: organization-defined information flow control policies].

Supplemental

Information flow control regulates where information is allowed to travel within an information system and between information systems (as opposed to who is allowed to access the information) and without explicit regard to subsequent accesses to that information. Flow control restrictions include, for example, keeping export-controlled information from being transmitted in the clear to the Internet, blocking outside traffic that claims to be from within the organization, restricting web requests to the Internet that are not from the internal web proxy server, and limiting information transfers between organizations based on data structures and content. Transferring information between information systems representing different security domains with different security policies introduces risk that such transfers violate one or more domain security policies. In such situations, information owners/stewards provide guidance at designated policy enforcement points between interconnected systems. Organizations consider mandating specific architectural solutions when required to enforce specific security policies. Enforcement includes, for example: (i) prohibiting information transfers between interconnected systems (i.e., allowing access only); (ii) employing hardware mechanisms to enforce one-way information flows; and (iii) implementing trustworthy regrading mechanisms to reassign security attributes and security labels. Organizations commonly employ information flow control policies and enforcement mechanisms to control the flow of information between designated sources and destinations (e.g., networks, individuals, and devices) within information systems and between interconnected systems. Flow control is based on the characteristics of the information and/or the information path. Enforcement occurs, for example, in boundary protection devices (e.g., gateways, routers, guards, encrypted tunnels, firewalls) that employ rule sets or establish configuration settings that restrict information system services, provide a packet-filtering capability based on header information, or message-filtering capability based on message content (e.g., implementing key word searches or using document characteristics). Organizations also consider the trustworthiness of filtering/inspection mechanisms (i.e., hardware, firmware, and software components) that are critical to information flow enforcement. Control enhancements 3 through 22 primarily address cross-domain solution needs which focus on more advanced filtering techniques, in-depth analysis, and stronger flow enforcement mechanisms implemented in cross-domain products, for example, high-assurance guards. Such capabilities are generally not available in commercial off-the-shelf information technology products.

Reference Item Details

Related: AC-17,AC-19,AC-21,AC-3,CM-6,CM-7,SA-8,SC-18,SC-2,SC-5,SC-7

Category: ACCESS CONTROL

Family: ACCESS CONTROL

Priority: P1

Baseline Impact: MODERATE,HIGH

Audit Items

View all Reference Audit Items

NamePluginAudit Name
1.2.1.3 Configure 'Prohibit connection to non-domain networks when connected to domain authenticated network'WindowsCIS Windows 8 L1 v1.0.0
1.4 Use Secure Upstream Caching DNS ServersUnixCIS BIND DNS v1.0.0 L2 Caching Only Name Server
1.7 Declare an EJB authorization policy for deployed applicationsUnixRedhat JBoss EAP 5.x
1.62 Ensure 'Configure the list of names that will bypass the HSTS policy check' is set to 'Disabled'WindowsCIS Microsoft Edge L1 v2.0.0
2.8 Protocol Access Controls - 'telnet.access has been configured'NetAppTNS NetApp Data ONTAP 7G
3.8 Ensure 'security-level' is set to '0' for Internet-facing interfaceCiscoCIS Cisco Firewall v8.x L1 v4.2.0
4.1.1 Ensure 'Enable firewall traversal from remote access host' is set to 'Disabled'WindowsCIS Google Chrome L1 v2.0.0
4.7.1 Ensure authentication is set to MD5JuniperCIS Juniper OS Benchmark v2.0.0 L1
4.8.1 Ensure authentication is set to MD5JuniperCIS Juniper OS Benchmark v2.0.0 L1
5.2 SnapMirror - 'snapmirror.access has been configured'NetAppTNS NetApp Data ONTAP 7G
5.3 SnapVault - 'snapvault.access has been configured'NetAppTNS NetApp Data ONTAP 7G
5.203 - Network Bridges will be prohibited in Windows.WindowsDISA Windows Server 2008 R2 DC STIG v1r34
5.203 - Network Bridges will be prohibited in Windows.WindowsDISA Windows Server 2008 R2 MS STIG v1r33
5.203 - Prohibit Network Bridge in WindowsWindowsDISA Windows Server 2008 MS STIG v6r46
5.203 - Prohibit Network Bridge in WindowsWindowsDISA Windows Server 2008 DC STIG v6r47
5.203 - Prohibit Network Bridge in Windows.WindowsDISA Windows 7 STIG v1r32
5.271 - All Direct Access traffic will be routed through the internal network.WindowsDISA Windows Server 2008 R2 DC STIG v1r34
5.271 - All Direct Access traffic will be routed through the internal network.WindowsDISA Windows Server 2008 R2 MS STIG v1r33
5.271 - Route all Direct Access traffic through internal network.WindowsDISA Windows 7 STIG v1r32
6.10 Ensure that URL Filtering uses the action of block or override on the URL categoriesPalo_AltoCIS Palo Alto Firewall 8 Benchmark L1 v1.0.0
18.5.11.2 Ensure 'Prohibit installation and configuration of Network Bridge on your DNS domain network' is set to 'Enabled'WindowsCIS Windows Server 2012 R2 MS L1 v2.4.0
18.5.11.2 Ensure 'Prohibit installation and configuration of Network Bridge on your DNS domain network' is set to 'Enabled'WindowsCIS Windows 7 Workstation Level 1 v3.1.0
18.5.11.2 Ensure 'Prohibit installation and configuration of Network Bridge on your DNS domain network' is set to 'Enabled'WindowsCIS Microsoft Windows 8.1 L1 v2.3.0
18.5.11.2 Ensure 'Prohibit installation and configuration of Network Bridge on your DNS domain network' is set to 'Enabled'WindowsCIS Microsoft Windows Server 2016 MS L1 v1.2.0
18.5.11.2 Ensure 'Prohibit installation and configuration of Network Bridge on your DNS domain network' is set to 'Enabled'WindowsCIS Windows Server 2012 R2 DC L1 v2.4.0
18.5.11.2 Ensure 'Prohibit installation and configuration of Network Bridge on your DNS domain network' is set to 'Enabled'WindowsCIS Microsoft Windows Server 2008 R2 Member Server Level 1 v3.1.0
18.5.11.2 Ensure 'Prohibit installation and configuration of Network Bridge on your DNS domain network' is set to 'Enabled'WindowsCIS Windows Server 2012 MS L1 v2.1.0
18.5.11.2 Ensure 'Prohibit installation and configuration of Network Bridge on your DNS domain network' is set to 'Enabled'WindowsCIS Windows Server 2012 DC L1 v2.1.0
18.5.11.2 Ensure 'Prohibit installation and configuration of Network Bridge on your DNS domain network' is set to 'Enabled'WindowsCIS Windows 7 Workstation Level 1 + Bitlocker v3.2.0
18.5.11.2 Ensure 'Prohibit installation and configuration of Network Bridge on your DNS domain network' is set to 'Enabled'WindowsCIS Windows Server 2012 R2 DC L1 v2.5.0
18.5.11.2 Ensure 'Prohibit installation and configuration of Network Bridge on your DNS domain network' is set to 'Enabled'WindowsCIS Microsoft Windows Server 2016 DC L1 v1.2.0
18.5.11.2 Ensure 'Prohibit installation and configuration of Network Bridge on your DNS domain network' is set to 'Enabled'WindowsCIS Windows Server 2012 R2 MS L1 v2.5.0
18.5.11.2 Ensure 'Prohibit installation and configuration of Network Bridge on your DNS domain network' is set to 'Enabled'WindowsCIS Microsoft Windows Server 2008 Domain Controller Level 1 v3.1.0
18.5.11.2 Ensure 'Prohibit installation and configuration of Network Bridge on your DNS domain network' is set to 'Enabled'WindowsCIS Microsoft Windows Server 2008 Member Server Level 1 v3.1.0
18.5.11.2 Ensure 'Prohibit installation and configuration of Network Bridge on your DNS domain network' is set to 'Enabled'WindowsCIS Microsoft Windows Server 2008 R2 Domain Controller Level 1 v3.1.0
18.5.11.2 Ensure 'Prohibit installation and configuration of Network Bridge on your DNS domain network' is set to 'Enabled'WindowsCIS Windows 7 Workstation Level 1 + Bitlocker v3.1.0
18.5.11.2 Ensure 'Prohibit installation and configuration of Network Bridge on your DNS domain network' is set to 'Enabled'WindowsCIS Windows 7 Workstation Level 1 v3.2.0
18.5.11.2 Ensure 'Prohibit installation and configuration of Network Bridge on your DNS domain network' is set to 'Enabled'WindowsCIS Microsoft Windows 8.1 L1 Bitlocker v2.3.0
18.5.21.2 Ensure 'Prohibit connection to non-domain networks when connected to domain authenticated network' is set to 'Enabled'WindowsCIS Microsoft Windows 8.1 L1 v2.3.0
18.5.21.2 Ensure 'Prohibit connection to non-domain networks when connected to domain authenticated network' is set to 'Enabled'WindowsCIS Microsoft Windows 8.1 L1 Bitlocker v2.3.0
18.5.21.2 Ensure 'Prohibit connection to non-domain networks when connected to domain authenticated network' is set to 'Enabled' (MS only)WindowsCIS Windows Server 2012 MS L2 v2.1.0
18.5.21.2 Ensure 'Prohibit connection to non-domain networks when connected to domain authenticated network' is set to 'Enabled' (MS only)WindowsCIS Windows Server 2012 R2 MS L2 v2.5.0
18.5.21.2 Ensure 'Prohibit connection to non-domain networks when connected to domain authenticated network' is set to 'Enabled' (MS only)WindowsCIS Windows Server 2012 R2 MS L2 v2.4.0
18.5.21.2 Ensure 'Prohibit connection to non-domain networks when connected to domain authenticated network' is set to 'Enabled' (MS only) - EnabledWindowsCIS Microsoft Windows Server 2016 MS L2 v1.2.0
18.8.22.1.6 (L1) Ensure 'Turn off Internet download for Web publishing and online ordering wizards' is set to 'Enabled'WindowsCIS Microsoft Windows 8.1 v2.4.1 L1 Bitlocker
18.8.22.1.6 Ensure 'Turn off Internet download for Web publishing and online ordering wizards' is set to 'Enabled'WindowsCIS Microsoft Windows 8.1 v2.4.1 L1
18.8.22.1.8 (L2) Ensure 'Turn off Registration if URL connection is referring to Microsoft.com' is set to 'Enabled'WindowsCIS Microsoft Windows 8.1 v2.4.1 L2
18.8.22.1.8 (L2) Ensure 'Turn off Registration if URL connection is referring to Microsoft.com' is set to 'Enabled'WindowsCIS Microsoft Windows 8.1 v2.4.1 L2 Bitlocker
19.7.4.2 (L1) Ensure 'Notify antivirus programs when opening attachments' is set to 'Enabled'WindowsCIS Microsoft Windows 8.1 v2.4.1 L1 Bitlocker
19.7.4.2 Ensure 'Notify antivirus programs when opening attachments' is set to 'Enabled'WindowsCIS Microsoft Windows 8.1 v2.4.1 L1