SQL4-00-035900 - Trace or Audit records must be generated when unsuccessful attempts to access categorized information (e.g., classification levels/security levels) occur.

Information

Changes in categorized information must be tracked. Without an audit trail, unauthorized access to protected data could go undetected.

To aid in diagnosis, it is necessary to keep track of failed attempts in addition to the successful ones.

For detailed information on categorizing information, refer to FIPS Publication 199, Standards for Security Categorization of Federal Information and Information Systems, and FIPS Publication 200, Minimum Security Requirements for Federal Information and Information Systems.

Use of SQL Server Audit is recommended. All features of SQL Server Audit are available in the Enterprise and Developer editions of SQL Server 2014. It is not available at the database level in other editions. For this or legacy reasons, the instance may be using SQL Server Trace for auditing, which remains an acceptable solution for the time being. Note, however, that Microsoft intends to remove most aspects of Trace at some point after SQL Server 2016. Note also that Trace does not support auditing of SELECT statements, whereas Audit does.

Since Trace does not provide for tracking SELECT statements, it is necessary to provide this tracking at the application level, if Trace is used for audit purposes.

Use of SQL Server Audit's SCHEMA_OBJECT_ACCESS_GROUP causes capture of all accesses, successful and otherwise, to all schema-scoped objects. The [Succeeded] column in the audit output indicates the success or failure of the attempted action. Be aware, however, that it may report True in some cases where one would intuitively expect False. For example, SELECT 1/0 FROM SYS.ALL_OBJECTS will appear in the audit trail as successful, if the user has permission to perform that action, even though it contains an invalid expression. Some other actions that one would consider failures (such as selecting from a table that does not exist) may not appear at all.

Solution

Where SQL Server Trace is in use, implement tracking of SELECTs on categorized data at the application level, using the system stored procedure sp_trace_generateevent to write the tracking records to the Trace used for audit purposes. Include failed attempts in the tracking.

If SQL Server Audit is in use, design and deploy an Audit that captures all auditable events and data items. The script provided in the supplemental file Audit.sql can be used as the basis for this. Supplement the standard audit data as necessary, using Extended Events and/or triggers.

Alternatively, to add the necessary data capture to an existing server audit specification, run the script:
USE [master];
GO
ALTER SERVER AUDIT SPECIFICATION <server_audit_specification_name> WITH (STATE = OFF);
GO
ALTER SERVER AUDIT SPECIFICATION <server_audit_specification_name> ADD (SCHEMA_OBJECT_ACCESS_GROUP);
GO
ALTER SERVER AUDIT SPECIFICATION <server_audit_specification_name> WITH (STATE = ON);
GO

Item Details

Audit Name: DISA STIG SQL Server 2014 Database Audit v1r7

Category: AUDIT AND ACCOUNTABILITY

Plugin: MS_SQLDB

Control ID: f485500f9b18b93cf2586e38a94fb7e1f8a3b8e1170bb5152c01d6d50e0fa3cd

Detections

Analytics

SQL4-00-035900 - Trace or Audit records must be generated when unsuccessful attempts to access categorized information (e.g., classification levels/security levels) occur.

Information

Solution

See Also

Item Details