US SEC Cyber Security Initiative Risk Alert

The US SEC’s Office Of Compliance Inspections And Examinations issued a Risk Alert that includes questions and tools they can use to assess their firm’s cyber-security preparedness. Over 50 financial broker-dealers and investment advisors are subject to the associated inspections.

Tenable’s security and compliance experts have broken down the list of potential questions in the Risk Alert into groups of information that cover various cybersecurity practices. In addition Tenable’s SecurityCenter Continuous View (CV) solution provides the necessary reports, dashboards and components necessary to address the technology components of the information requests.

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